Sarbanes-Oxley (SOX) Advisor: United Commercial Bank

Job ID:           83523
Company Name:    United Commercial Bank
Job Category:    Banking/Mortgage; Other
Location:    San Francisco, CA
Position Type:    Full-Time, Employee
Experience:    2-5 Years Experience

Job Description

(1) Assist the Business Units in updating narrative documents, as well as policies and procedures;

(2) Review control descriptions to ensure they are accurately written to reflect the Business Units activities;

(3) Advise the Business Units on whether or not changes to processes, people, procedures and/or systems will impact SOX Key Controls;

(4) Review control documentation to ensure that it is “testable”;

(5) Review control tests to validate they will achieve the objective of ensuring control design and operating effectiveness;

(6) Perform certain control activities when the Business Unit is unable to perform those controls;

(7) Update risk and control descriptions in Risk Navigator (the Bank’s Risks & Controls Software);

(8) Update control details (i.e. frequency, assertions etc.) in Risk Navigator;

(9) Facilitate PBC requests for Internal and External Audit;

(10) When issues are identified, develop issues and enter those issues into Risk Navigator;

(11) Develop Management Action Plans and monitor those Action Plans;

(12) Coordinate with the SOX Officers for the walkthroughs and coordinate with IA for testing and

(13) Report on SOX compliance efforts for assigned business processes.

Skills/Requirements

* Bachelors Degree in Business, with an emphasis in Accounting or Finance or Bachelors Degree in Accounting.
* Must have a minimum of 3 years of experience in Audit with a Big 4 Firm working on financial institutions and significant project management/business partner experience in a Finance Department and responsibility for Sarbanes-Oxley compliance.
* A proven record of accomplishment of effectively managing projects and prioritizing tasks.
* Must have the ability to plan, execute and deliver on projects in a timely manner and the ability to effectively multi-task.
* Excellent interpersonal/communication skills with the ability to build strong professional working relationships.
* Ability to work effectively across all divisions, functions and geographical locations, as well as in a cross-cultural environment.
* Strong presentation skills with experience reporting to senior management/board committees.
* Action and results oriented with a positive attitude and the ability to overcome obstacles.
* High level of integrity and ethical values.

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Tags: APPLY, bachelors degree in accounting, bachelors degree in business, communication, control tests, controls software, Description, Documents, Financial, financial institutions, managing projects, policies and procedures, prioritizing tasks, project management business, San Francisco, Software, SOX, sox compliance, testing